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Political History of Byzantine Empire

Roman empire in 460 AD
Roman empire in 460 AD

The city of Constantinople, or Byzantium, was founded, according to legend, in 667 b.c.e., by Greeks from Megara and gradually rose in importance during the Roman Empire. Its initial importance was its position on the trade routes in the eastern Mediterranean, especially its close access to the land routes to Persia, Central Asia, India, and China, as well as guarding the entrance to the Pontus Euxinus (Black Sea).

During the second century the Roman Empire had grown so substantially that there were moves to split it into an eastern and a western empire. This concept was introduced by Diocletian, who looked to the past for ideas to resolve the problems facing the Roman Empire.

His idea was that two emperors (each known as an augustus) would rule the two halves of the Roman Empire. Each augustus would then nominate a younger man, known as a caesar, to share the ruling of the empire and succeed to the post of augustus. This reduced the Roman emperors to the equivalent of chief executive officers who nominated their successors.

Diocletian then moved his capital to Nicomedia in modern-day Turkey. The idea did work briefly, but there were enormous problems, and it was left to Emperor Constantine the Great to rework the system. In 330 Constantine established the eastern capital at Byzantium, which he called Constantinople. He also reintroduced a hereditary succession to try to stop the strife caused by contending caesars.

Although his successors ruled over what became known as the Byzantine Empire, those living in Constantinople never saw themselves as Byzantines, the name coming from the Thracian-Greek name for the city. Instead they regarded themselves as Romans (or Romaioi), and direct lineal descendants of the power, traditions, and prestige of the Roman Empire.

Origins of the Byzantine Empire

Essentially the Byzantine Empire owes its origins to Constantine the Great who ruled from 324 to 337. The emperor drew up plans for enlarging his city with the building of a large palace, a forum, a hippodrome, and government departments. To protect the city from attack, Constantine also supervised the building of large walls across the isthmus.

constantinople
constantinople

Constantine died at Ancyrona, near Nicomedia, and his body was brought back to Constantinople, where it was buried. He was then succeeded by his eldest son, Constantius (or Constantine II), who reigned from 337 to 340. He was succeeded by his brother Constantius II, who ruled until his death in 361 and as sole emperor from 353 to 361. He died of fever near Tarsus in modern-day Turkey.

The next emperor was Julian the Apostate, (r. 361–363). He was the son of Julius Constantius, half brother of Constantius II. The last pagan emperor, he tried to restore religious traditions of Rome in an effort to try to restore his empire to its former glory.

When Julian died in a battle against the Sassanid Persians, a prominent Roman general, Flavius Iovianus, was elected Roman emperor, becoming the emperor Jovian. He was a Christian and is best remembered for being outmaneuvered in a peace agreement with the Sassanids. He died on February 17, 364, after a reign of only eight months.

Byzantine flag
Byzantine flag

His successors were Valentinian I, another successful general, and his younger brother Valens, Valens becoming emperor of the Eastern Roman Empire. Valens reigned for 14 years, and his first task was to withdraw from Mesopotamia and parts of Armenia, which Jovian had ceded to the Sassanids. However, Valens also had to deal with a revolt by Procopius, a maternal cousin of Julian.

Procopius managed to raise two army legions to support his proclamation as emperor, and Valens considered abdicating to prevent a civil war. When Valens sent two legions against Procopius, both mutinied and joined the rebellion. However, by the middle of 366 Valens had managed to raise a large enough army to defeat the forces of Procopius at the Battle of Thyatira. Procopius was captured soon afterwards and executed.

Battle of Adrianople
Battle of Adrianople
The revolt of Procopius encouraged the Goths to attack the Eastern Roman Empire. This meant that Valens had to lead his successful army north, and after defeating a Goth army, he concluded a peace treaty that allowed Roman traders access to the lands controlled by the Goths. War with Sassanid Persia broke out, forcing him to lead his armies back toward Persia.

His campaign was cut short when the Visigoths threatened the northern frontier. They had lost lands to the Huns and were anxious to compensate themselves with Roman lands. Eventually the Visigoths allied with the Huns, and along with the Ostrogoths, attacked the Romans. A massive Byzantine army moved against them, leading to the Battle of Adrianople, August 9, 378.

The Goths and their allies destroyed the Roman army, and Valens was killed during the battle. It left the Byzantines exposed, and with Gratian, the 19-year-old nephew of Valens, as the emperor of the Western Roman Empire, there was the need for a strong ruler to save the empires.

Theodosius I

Theodosius I, born in Galicia, in modern-day Spain, was the son of a senior military officer who was executed after being involved in political intrigues. Theodosius was made commander of Moesia, on the Danube (in modern-day Serbia and Bulgaria). After Adrianople, Gratian appointed him as the co-augustus for the East, and he co-ruled with Gratian and Valentinian II.

Emperor Theodosius I
Emperor Theodosius I

On a political level, Theodosius was a Christian and made Christianity the official state religion of the Roman Empire. In 381 he helped convene the second general council of the Christian Church, held at Constantinople, where some of the decisions of the Council of Nicaea in 325 were confirmed.

The main task of Theodosius was to ensure the military survival of the Roman Empire, and he immediately went to war in the Balkans with the Sarmatians. He had defeated them six years earlier, and another victory led to his being proclaimed as co-emperor on January 19, 379.

He was given the provinces of Dacia (modern-day Romania) and Macedonia, both areas having been attacked many times in the previous decades. Living at Thessalonica, Theodosius built up his army. To raise more soldiers, he allowed for Teutons to be recruited, rewarding many of them with senior administrative positions.

Theodosius also sought a compromise with the Visigoths and assigned lands to the Goths in the Balkans in return for peace. It was the first time that an entire people were settled on Roman soil and able to maintain their autonomy. It avoided war with the Goths, many of whom converted to Christianity.

These moves were unpopular with some in Rome, and later historians have blamed these positions on making Rome vulnerable to attack. However, Theodosius was able to use this newfound military force to great effect. When a usurper, Maximus the Confessor, gained support in the Western Roman Empire and invaded Italy, Theodosius was the only commander with enough soldiers to check his advances.

In 378 he defeated Maximus and, later, the forces of another usurper, Eugenius. Theodosius crushed his rebellion at the Battle of Frigidus on September 5–6, 394. By this time Theodosius was sole emperor. He was subsequently known to history as Theodosius the Great.

When Theodosius I died, his younger son, Honorius, succeeded him in the West, and his eldest son, Arcadius, succeeded him in the East. Arcadius appears to have been a weak ruler, and for much of his reign, a minister, Flavius Rufinus, a politician of Gaulish ancestry, made the decisions.

With Honorius being dominated by his minister Flavius Stilicho, the position of emperor was in danger of becoming symbolic. According to some accounts, it was rivalry between the ministers that led to Stilicho having Rufinus assassinated by Goths.

However, a new minister, Eutropius, took over for Rufinus until, in 399, the wife of Arcadius persuaded her husband to remove Eutropius, who was later executed. The Praetorian commander, Anthemius, took over, with Arcadius retreating from the political scene until his death on May 1, 408. His son Flavius Theodosius, who became Theodosius II, succeeded him.

Theodosius II was only seven when he became emperor, but on the reputation of the military builtup by his grandfather, the boy had a trouble-free minority, and the empire remained safe from attack through his long reign, which ended with his death on July 28, 450.

His older sister, Pulcheria, whose interpretation of Christianity was anti-Jewish, heavily influenced Theodosius. Under Pulcheria’s influence, the Christian Church condemned the Nestorian viewpoint of the dual nature of Christ as heretical, and Nestorius, its proponent, was exiled to Egypt.

In 425 the University of Constantinople was founded as a center for Christian learning. Theodosius II is best remembered for his codification of the laws of the Roman Empire. In 429 he ordered that copies of all laws be brought to Constantinople, and nine years later the Codex Theodosianus was published.

Although the Eastern Roman Empire was safe, the Western Roman Empire crumbled during this period, resulting in much power reverting to Constantinople. During the last years of the reign of Theodosius II, the Byzantine Empire came under attack from Attila the Hun, and the Byzantines responded by paying large tribute to the Huns to stop the attacks.

On the death of Theodosius II in 450, Pulcerhia chose as her brother’s successor Flavius Marcianus, her husband, who became Emperor Marcian. Marcian stopped the payments to the Huns, who, by this time, were more concerned with attacking Gaul and Italy. Marcian also fortified Syria and Egypt to prevent attacks and was thought to have distanced himself from events in the Western Roman Empire.

It appears that Marcian may have been involved in the death of Attila in 452, even though he did not send aid to Rome, which was sacked by the Vandals in 455. Marcian and his wife are both recognized as saints by the Eastern Orthodox Church.

Marcian died in 457, and Flavius Valerius Leo Augustus (Leo the Thracian) became the new emperor. He was a successful general who had led campaigns in the Balkans and against the Goths. Leo I sent a large army against the Vandals, under the command of his brother-in-law Basilicus, but it was decisively defeated in 468.

He died in 474 and was succeeded by his seven-year-old grandson, Leo II, who died 10 months later. Leo II’s father, Zeno, became emperor. Initially he had success leading his armies against the Vandals and the Huns in the Balkans.

In January 475 he was deposed by Basilicus, who took control of Constantinople for his reign, which lasted 19 months. In August 476 Zeno took over again, exiling Basilicus and his wife and son to Cappadocia, where they died from exposure. Zeno managed to build up the Byzantine finances. When he died in April 491, his widow, Ariadne, chose an important courtier, Anastasius, to succeed him.

Anastasius was involved in the Isaurian War from 492 to 496, where forces loyal to Longinus of Cardala, a brother of Zeno, revolted. Many rebels were defeated at the battle of Cotyaeum, and although guerrilla war continued for some years, Anastasius was never in serious danger from them again. From 502 to 505 he was involved in a war with the Sassanid Empire of Persia.

Initially the Sassanids were victorious, but the war ended in a stalemate. Anastasius then spent much of the rest of his reign building defenses. These included the Anastasian Wall, which stretched from Propontis to the Euxine, protecting the western approaches to Constantinople. Anastasius died on July 9, 518, the last Roman or Byzantine emperor to be deified.

Justin I was nearly 70 when he became emperor. He was illiterate but was a successful career soldier. The last years of his reign saw attacks by Ostrogoths and Persians. In 526 he formally named Justinian, his nephew, as co-emperor and his successor.

Justinian I

Justinian I was one of the most famous Byzantine rulers and is best remembered for his legal reforms that saw the establishment of a new legal code. He gained a reputation for working hard, being affable but unscrupulous when necessary. His early military moves were to try to regain the lost lands of Theodosius I. He failed in this but quickly gained a reputation for surrounding himself with advisers who achieved their status through merit.

One of these was Tribonian, who had the task of codifying the law—the first time all of Roman law was written down in one code. At the same time Justinian’s general Belisarius decided to launch an attack on the Sassanid Persians and against the Vandals in North Africa, recapturing Carthage. In what became known as the Gothic War, Belisarius retook Rome in 536, and four years later he took the Ostrogoth’s capital, Ravenna. The 540s saw parts of the Byzantine Empire ravaged by bubonic plague.

In 565 Justinian I died and his nephew Flavius Iustinius became Emperor Justin II. The Byzantines lost land to the Sassanids in a disastrous war with Persia. Justin II became troubled by mental problems and may have been going senile. He appointed a general named Tiberius as his successor.

Tiberius II Constantine was the first truly Greek emperor, and he continued the war with the Persians in Armenia. He was succeeded in 582 by a prominent general, Mauricius, who subsequently married the daughter of his predecessor.

The Emperor Maurice reigned from 582 to 602, a time when the empire was constantly attacked. When the Romans intervened in a dynastic war in Persia, they were amply rewarded by the return of eastern Mesopotamia and Armenia. However, while the Byzantines were involved in Persia, the Slavs took control of much of the Balkans. In 602 a mutiny by troops led to a general called Phokas (Phocas) entering Constantinople and killing Maurice, after forcing the deposed emperor to watch the execution of five of his sons.

Phokas was from Thrace and was a successful general of obscure origins before he seized the throne. The seizing of power by Phokas was the first bloody coup d’état since Constantinople became the capital of the Eastern Roman Empire. Phokas was initially popular because he lowered taxes and introduced reforms that benefited the Christian Church. However, on a military front, the Eastern Roman Empire faced invasion, especially in the northern Balkans, and raiders did reach as far as Athens.

In addition, King Khosrow II of Persia, installed by Maurice, started to conspire against the man who overthrew him. The Persians championed a young man whom they claimed was a son of Maurice, taking over some of Anatolia. In addition, trouble brewed in Egypt and Syria. In 610 Heraclius, the exarch (proconsul) of Africa, staged a rebellion that ended with Phocas being put to death.

Heraclius I was emperor from 610 to 641 and tried to reunite the empire that was still under attack in the Balkans and from the Persians. The latter managed to capture Damascus in 613, Jerusalem in the following year, and in 616 invaded Egypt. Their raids deep into Anatolia caused Heraclius to consider moving the capital from Constantinople to Carthage, but his reorganization of the military allowed him to stop the invading forces.

Much of this centered on land grants to families in return for having them serve in the military when the empire was in danger. In 626 Constantinople itself was attacked, but in the following year at the Battle of Nineveh, the Byzantines defeated the Persians, leading to the deposing of Khosrow II of Persia and the Byzantines gaining all the land they had lost.

Heraclius started to use the Persian title king of kings, and no longer used the term augustus, preferring basileus, Greek for “monarch.” During the 630s the Arabs proved to be a major threat to the Byzantines, who were decisively defeated in the Battle of Yarmuk in 636. Heraklonas’s two sons succeeded him, Heraklonas Constantine (Constantine III) and Constantine Heraklonas (Heraclius).

The former ruled for only four months before succumbing to tuberculosis. His younger half brother became the sole emperor; however, there were rumors that Constantine III had been poisoned, and a rebellion led to the deposing of Heraklonas four months later, and the son of Constantine III became Emperor Constans II.

Under Constans II, the Byzantines were on the retreat, having to withdraw from Egypt with the Arabs quickly capturing parts of North Africa. The Arabs also destroyed much of the Byzantine fleet off Lycia. Later the Arabs split into what became the Sunni and Shiite factions, and were unable to carry out their plan of attacking Constantinople.

Constans II was assassinated by his palace chamberlain in 668, and a usurper, Mezezius, was emperor for a year until Constans II’s son became Constantine IV and reigned until 685. By now the Arabs attacked Carthage, Sicily, and captured Smyrna and other ports in Anatolia. The Slavs also used the opportunity to attack Thessalonica. The Byzantines were able to successfully use Greek Fire against the Arabs at the sea battle of Syllaeum.

Constantine was worried that his two brothers, crowned with him as coemperors, would pose a threat to him, and he had them both mutilated. This allowed his son Justinian II to succeed to the throne (r. 685–695 and 705–711). In the interval two successful generals, Leontios and Tiberios III, were briefly emperors.

Justinian became increasingly unpopular and was killed by rebels, with Philippikos becoming emperor 711–713. He managed to stabilize the political situation and was succeeded by his secretary Artemios, who became Emperor Anastasius II. After two years a rebel leader and former tax collector deposed him, capturing Constantinople and proclaiming himself Emperor Theodosius III. He only lasted two years; a rebel commander took control of Constantinople and forced Theodosius to abdicate. He later become bishop of Ephesus.

Leo III

The new emperor, Leo III, was able to stabilize the Byzantine Empire, and he remained emperor from 717 until his death in 741. He immediately set about a reorganization of the empire’s administration. Much of this centered on the elevation of serfs to become tenant farmers.

Making alliances with the Khazars and the Georgians, he was able to defeat the Arabs. Leo III, however, is best known for his iconoclasm when, from 726 to 729 he ordered the destruction of the worshipping of images. His son, who became Emperor Constantine V, succeeded him at his death.

He reigned until 775, managing to continue with the reforms and iconoclasm of his father and also defeat the Arabs and the Bulgars. He died while campaigning against the latter and was succeeded by a son who became Emperor Leo IV. Although Leo IV only reigned for five years, he managed to send his soldiers on several campaigns against the Arabs. When he died, his son, aged only nine, became Emperor Constantine VI.

Scheming led to him being taken prisoner and blinded by his mother, who succeeded as Empress Irene, the widow of Leo IV. Her finance minister deposed her in 802. He became Emperor Nikephoros I and continued the wars against the Bulgars and the Arabs until he was killed in Bulgaria in 811.

The son of Nikephoros I became Emperor Staurakios, but he reigned only for just over two months until he was forced to abdicate. He went to live in a monastery, where he died soon afterwards. His brother-in-law then became Emperor Michael I. Eager to become popular, Michael reduced the high levels of taxation imposed by Nikephoros I. He also sought a compromise with Charlemagne.

Abdicating, he retired to a monastery, and Leo V, an Armenian, became the next emperor. He was assassinated in 820, leading to the Phrygian dynasty of Michael II coming to power. Michael II was emperor from 820 to 829, and his son Theophilos succeeded him, ruling until 842. His wife then ruled, and then his son Michael III “The Drunkard,” who was assassinated in 867, ushering in Basil I and the Macedonian dynasty.

Basil I was believed to have been of Armenian ancestry, and he lived in Bulgaria, leading an expedition against the Arabs in 866. He helped in the assassination of his predecessor and became one of the greatest Byzantine rulers. Apart from codifying the laws, he also built the Byzantines into a major military power.

His reign also coincided with the Great Schism, in which Basil determined that Constantinople should remain the center of Christianity, not Rome. Basil allied the Byzantines to the forces of Louis II, the Holy Roman Emperor.

Their combined fleets were able to defeat the Arabs, and although the Byzantines lost much of Sicily, the eastern frontier was heavily reinforced, and Arab attacks against the Byzantines were unsuccessful. When Basil died in 886, his son Leo VI succeeded him, although some accounts identify Leo VI as a son of Michael III.

Leo VI, who was the son of a mistress of Michael III and later mistress of Basil I, ended up at war with the Bulgarians, although his tactical alliance to the Magyars was successful for a period. The Byzantine defeat in 896 was a reverse that was followed by the Arabs capturing the last Byzantine-held bases on Sicily.

A Byzantine expedition tried to recapture Crete but failed, and Leo VI died in 912, succeeded by his younger brother Alexander. Emperor Alexander was extremely unpopular, and his death after a polo match ended his reign of 13 months. Leo VI’s illegitimate son then succeeded as Constantine VII in 913, inheriting a war with Bulgaria.

Constantine was deposed in 920 by Romanos I, the son of a member of the Imperial Guard who was deposed in 944, leading to Constantine VII returning as emperor. He then reigned for 14 years, and when he died, his son Romanos II became the next emperor.

As soon as Romanos II took over, he purged the court of his father’s friends, and allegations were made that he had poisoned his father to gain the throne. Although Romanos II was indolent and lazy, he left the army in the command of capable generals. He died after a reign of four years, succeeded initially by his five-year-old son, Basil II.

Nikephoros II quickly deposed Basil, reigning for six years until he was assassinated. It was during his reign, in 961, that the famous monastery complex on Mount Athos was founded. The next emperor was John I, who reigned for six years, until he died. During his reign he trained ex-emperor Basil to rule, and Basil II became emperor again, reigning for 49 years.

Basil II formed a strong alliance with Prince Vladimir I of Kiev, and together they managed to stabilize the northern borders of the Byzantine Empire. Basil II also took back large parts of Syria, although he did not manage to retake Jerusalem. War in Thrace against the Bulgarians saw the Byzantines destroy their opponents at the battle of Kleidion on July 29, 1014. Basil II was succeeded by his younger brother, Constantine VIII, who reigned for only three years, being succeeded by Romanos III, a great-grandson of the usurper Romanos I.

As the first in a new dynasty Romanos III tried to change many aspects of Byzantine rule. He financed many new buildings, including monasteries. He abandoned plans by Constantine VII to curtail the privileges of the nobles but faced many conspiracies, which led to his overthrow after a reign of fewer than six years. Michael IV, a friend of the daughter of Constantine VIII, ascended the throne. Military reforms were pressing, with the Byzantines under attack from Serbs, Bulgarians, and, more menacingly, the Arabs.

It was also a period when the Normans were a rising military power. Michael IV defeated the Bulgarians and died in 1041, succeeded by his nephew Michael V, who only ruled for four months. Deposed, blinded, and castrated, Michael V was succeeded by Zoe, his adoptive mother.

Constantine IX, the son of a senior civil servant, ruled from 1042 until 1055. A patron of the arts, he was subject to scheming and internal revolts. He was succeeded briefly by Michael VI and then by Isaac I Komnenos. In 1059 Constantine X became emperor and inaugurated the Doukid dynasty. After his reign of eight years, his son Michael VII ruled for 11 years.

For three of those years, Romanos IV, the second husband of Constantine X’s widow, was also emperor. In 1081 Alexios Komnenos, nephew of Isaac I, restored the Komnenid dynasty. Alexios was worried about the Turks controlling the Holy Land and decided to ask Pope Urban II for some military help from western Europe, resulting in the launching of the First Crusade.

Over the next two centuries, as battles with Turks continued over Asia Minor, the empire’s relationship to the West deteriorated. During the Crusades the empire’s lands were meant to be used as a staging ground for the war to “reclaim” the Christian holy lands, but bored, undisciplined crusaders frequently wound up sacking and pillaging Byzantine cities when they were too impatient to wait for their arrival in Muslim territories.

The Byzantine renaissance of the 12th century was an artistic and economic one—an inward-facing revival rather than a return to the sort of diplomatic fervor that had marked the empire’s earlier centuries. At the turn of the very next century, the soldiers of the failed Fourth Crusade were hired by Alexios IV, the son of the deposed Byzantine emperor Isaac II, to restore his father’s throne. Constantinople fell to the crusaders in 1204, and the Latin Empire was established to govern formerly Byzantine lands, with many territories apportioned to Venice.

The Byzantine Empire was officially dissolved, though its culture remained much the same for the next 200 years—through shifting governments, as the Latin Empire never stabilized and was followed by brief-lived successors—until 1453, when the Ottoman Turks conquered Constantinople and all its lands.

Southern Ming

Southern Ming
When a frontier people, the Manchus, took over control of China in 1644, Ming dynasty loyalists fled to southern China, where they held out for many years; they became known as the Southern Ming.

Over several centuries, descendants of the Ming emperor surnamed Zhu (Chu) were settled throughout the Chinese empire. As a result when the last Ming emperor committed suicide there were members of the imperial family throughout China, especially in the south, and it was natural that anti-Manchu forces would use them to legitimize their rebellions.

The first of these was Zhu Yusong (Chu Yu-sung), better known as the Prince of Fu. He was descended from Emperor Wanli (Wan-Li) (r. 1573–1620); in fact all of the main claimants of the Southern Ming were descended from him. He assumed the title Emperor Hongguang (Hung-kuang) and reigned in Nanjing (Nanking).

The new Southern Ming emperor sent emissaries to the Manchus. He initially tried to conciliate the Manchus and offered them a subsidy if they would return to Manchuria. The offer was rejected by the Manchu regent, Prince Dorgon. In the ensuing fighting, the Southern Ming fared badly. Nanjing was captured by the Manchus and Hongguang was taken prisoner to Beijing (Peking), where he died in captivity in 1646.


Following the Manchu capture of Nanjing, several Ming princes were elevated to lead movements by loyalists against the Manchus, but none of them showed worthy qualities and their causes fizzled in quick succession, succumbing to campaigns led by both Manchus and Han Chinese generals who had defected to the Manchus.

The most notable example of Han Chinese participation in opposing the restoration of the Ming was Wu Sangui (Wu San-kuei), the general guarding the easternmost pass of the Great Wall against the Manchus, who opened the way for the combined Manchu and his effort that defeated the rebel Li Zicheng (Le Tzu-ch’eng). General Wu commanded a force that drove Prince Guei (Kuei), a Ming pretender, into Burma and was rewarded with a princely title and granted Yunnan Province as his fief.

The most sustained resistance was led by Zheng Chenggong (Cheng Ch’eng-kung), better known as Koxing in the West (1624–62) who had a formidable force along the southern coast and along the Yangzi (Yangtze) River. After his defeat on mainland China, Zeng and his son retreated to Taiwan where they held out until 1683. The fall of Taiwan to Manchu forces ended the southern Ming resistance.

Mongol Invasions of Japan

Mongol Invasions of Japan
Mongol Invasions of Japan

Kubilai Khan, Mongol ruler and founder of the Yuan dynasty (1279–1368) in China, twice attempted to invade Japan, in 1274 and 1281, with huge armadas launched from Korea and China. He failed both times mainly because of weather.

Japan thus never suffered under Mongol rule. The Japanese attributed their deliverance to the divine wind, kamikazi in Japanese. In 1260 Kubilai Khan seized leadership of the Mongol empire on the death of his elder brother, Mongke Khan, in a disputed succession.

Kubilai Khan established his capital in North China, at the site of the former Jin (Chin) dynasty capital, which he called Dadu (T’atu), meaning great capital in Chinese (present-day Beijing). He continued his brother’s unfinished work of destroying the Southern Song (Sung) dynasty and embarked on a new adventure even before that task was completed in 1279.


In 1268 he sent his first embassy to Japan demanding tribute. The Japanese emperor, by then a figurehead residing in Kyoto, was willing to acquiesce. But real power belonged to the shogun or military commander and his court at Kamakura, which rebuffed the repeated Mongol demands.

Thus Kubilai Khan decided to invade Japan to force compliance. His Korean subjects were ordered to build 400 large and 500 small ships, which set sail from Pusan in Korea in November 1274.

The invasion force had 15,000 Chinese and Mongol soldiers, 6,000–8,000 Korean troops, and 7,000 Korean sailors. The defending Japanese warriors (samurai) were far less numerous and suffered serious losses in the battle fought at Hataka on Kyushu Island. However they were saved by a fierce storm that blew in.

The Korean sailors persuaded the Mongol troops to board their ships and sail for safety in the open seas. The storm, however, damaged and sank many of the ships and 13,000 lives were lost; the survivors eventually limped home.

Kubilai Khan finished the destruction of the Southern Song in 1279. Then he focused on subjugating Japan. In 1281 he dispatched a huge force, reputedly of 140,000 men, in two armadas that sailed from China and Korea for Hataka.

The defending Japanese warriors (samurai) were far less numerous
The defending Japanese warriors (samurai) were far less numerous

Anticipating the Mongols’ return the Japanese had mobilized and built a wall to the interior of Hataka Bay. After about two months of desultory fighting, another fierce storm or typhoon blew in and destroyed most of the Mongol fleet.

Some survivors fled back to Korea; the rest were slaughtered or enslaved by the Japanese. Kubilai prepared for a third invasion, but the effort was abandoned after he died in 1294. However the shogunate continued a state of military alert until 1312. The cost of the defenses fell mainly to the people of Kyushu Island.

The discontent generated eroded the power of the Hojo clan of the Kamakura Shogunate. Japanese credited the kamikazi for their deliverance and tried to resurrect this idea during the last days of World War II for salvation from defeat by the Allies.

Hangzhou (Hangchou)

Hangzhou city walls
Hangzhou city walls

Hangzhou is situated near the West Lake and the coast in southern China. In 605 Emperor Yangdi (Yang-ti) of the Sui dynasty had the Grand Canal extended from Yangzhou (Yangchou) on the Yangzi (Yangtze) River to Hangzhou. As a result an already fast-developing area of the lower Yangzi and the southeastern coast grew by leaps and bounds. Hangzhou became the capital of a prefecture of the same name.

In 1126 Kaifeng (K’ai-feng), the capital of the Song (Sung) dynasty, fell to the Jurchen nomads who had been ruling northeastern China through the Jin (Chin) dynasty. The Jurchen captured the Song emperor and more than 3,000 members of his court, deporting them to the wastes of northern Manchuria.

A Song prince escaped capture and rallied resistance from several temporary capitals, then settled on Hangzhou because of its location south of the Yangzi, and in the midst of numerous lakes, where the nomadic cavalry could not be effectively deployed. Peace was made around 1136 with northern China under the Jin and land south of the Huai and the Yangzi valley under the Song, now called the Southern Song (1126–1379).


Hangzhou was capital city for a century and half; it also became a great commercial center and the most populous metropolis in the world. The existing city wall was expanded, new palaces and public buildings were built, and with the population increase (to over a million by 1275 from under 200,000 before 1126), large suburbs extended beyond the city limits.

As a contemporary writer noted: “The city of Hangzhou is large, extensive and overpopulated. The houses are high and built close to each other. Their beams touch and their porches are continuous. There is not an inch of unoccupied ground anywhere.”

West Lake
West Lake

Marco Polo wrote about Hangzhou (which he called Quinsai) after the fall of the Southern Song, when the city was past its prime, thus: “This city is greater than any in the world.... [It] has twelve principal gates; and at each of these gates at about eight miles are cities larger than Venice or Padua might be, so that one will go about one of those suburbs for six or eight days and yet will seem to have traveled but a little way.” Other descriptions paint a gay life with lamps lighting up places of entertainment such as restaurants, shops, taverns, and teahouses until late in the night. Pleasure boats, some 180 feet long, plied the West Lake.

Numerous canals intersected the city and environs, making transportation of people, merchandise, and provisions easy. Fleets of barges also carried away the waste of the city. Major roads also linked the city and beyond to many scenic spots, where rich men rode on horseback and ladies were carried in sedan chairs.

Hangzhou was also noted as a center of the silk industry, of fine ceramic kilns whose output supplied the court, and of the best teas grown and processed in its environs. The growing economy of the region also began to support the best academies. Many of the activities of this multiple-function city survived the demise of the Southern Song; however Hangzhou never became a national capital again.

hangzhou ancient building
hangzhou ancient building

Yongle (Yung-lo) - Chinese Emperor

Yongle (Yung-lo) - Chinese Emperor
Yongle (Yung-lo) - Chinese Emperor
The man who became the third ruler of China’s Ming dynasty (1368–1644) as Emperor Yongle (Yung-lo) (meaning “lasting joy”) was the fourth son of Zhu Yuanzhang (Chu Yuan-chang), the dynastic founder. His personal name was Zhu Di (Chu Ti).

Well grounded in Confucian studies and also a proven military commander, he personally led expeditions deep into Mongolia. Granted the title prince of Yan (Yen) by his father, he was also appointed commander of a large garrison that guarded Yan and the former Yuan dynasty (1279–1368) capital Dadu (T’a-tu).

Zhu Yuanzhang, who is known as Emperor Hongwu (Hung-wu) and posthumously as Taizu (T’ai-Tsu), appointed his eldest son the crown prince, and the crown prince’s eldest son as his heir when the crown prince died before him.

Taizu died in 1398 and his 20-year-old grandson succeeded as Emperor Jianwen (Chien-wen). The young emperor and his advisers at once made political changes that included purging his uncles (sons of Taizu), some of whom commanded troops guarding against Mongol invasions.


These provoked a crisis and war when Jianwen seized two of the prince of Yan’s officials and carried them off to Nanjing (Nanking), the then Ming capital, for execution. As the eldest surviving son of Taizu the prince of Yan accused his nephew of persecuting the princes and wrongfully changing the direction set by the dynastic founder.

Hostilities began in 1399 with an attack by the emperor’s forces. The prince, who was a superb commander and strategist, had about 100,000 troops. The emperor had over 300,000 men but they were less well led. After a hard campaign the gates of Nanjing were opened to the prince’s army on July 13, 1402.

In the melee the palace caught fire and when the fire died out three badly burned bodies were found and declared to be those of Jianwen, his empress, and their eldest son (his second son was two years old and lived for many years in protective custody).

Because there was no proof of the authenticity of the corpses, searches for Jianwen continued for many years and legends proliferated about what had happened to him. (Many years later he was found and identified by a birthmark, living as a Buddhist monk, and was allowed to live out his life.) Zhu Di thus became emperor, not the successor of his nephew, but of his father. He chose the reign name Emperor Yongle. Jianwen’s supporters were purged.

Emperor Yongle is regarded as the second founder of the Ming dynasty because of his numerous accomplishments and the expansion of the empire under his rule. A professional soldier, he took great interest in military affairs.

To prevent a recurrence of his own rebellion against the reigning emperor, he removed his brothers and younger sons from active command, reorganized the army, and rotated provincial units to frontier duty and campaigns.

Since the northern frontier remained vulnerable, and since his new capital Beijing (Peking) was close to the borderland, he emphasized defenses in the north, taking measures to ensure good communications, grain transport, and logistical support for the troops and settling many on the frontiers as soldier-farmers.

He used both diplomacy and military action in relationships with the nomads to ensure Chinese interests and to prevent them from becoming allies of the Mongols in the northwest. Likewise he conciliated the various Jurchen tribes in Manchuria to gain their submission as vassals. Over a century earlier the first Yuan ruler, Kubilai Khan, had obtained control over Tibet.

As Mongol power collapsed, Tibet went its own way under a fractured political-religious system. Yongle did not attempt to gain political control over Tibet and treated its top clergy with respect and lavished gifts on them when they visited, happy that they were not united, and therefore could not threaten his borders. His main concern was over the Mongols.

Between 1410 and 1424 he personally led five campaigns into Mongolia, each with over 250,000 troops, falling ill and dying during the last one. His goal was to forestall the formation of Mongol alliances and while he scored victories each time, he could not destroy them or prevent them from coalescing again. Following his death Ming strategy changed to a defensive one.

To secure China’s primacy in the Asian world Taizu had obtained Korea’s vassalage (following the fall of the Yuan dynasty Koreans too threw out the Mongols. A new dynasty, called Yi or Choson, was established in 1392). In 1407 Yongle sent an army to conquer Annam (modern North Vietnam), a vassal state, because of involvement in local politics.

The Chinese army crushed the Annamese army in battle and annexed the region as Chinese provinces. The Annamese, however, waged a guerrilla war of resistance that was costly to China. Finally, in 1427, three years after Yongle’s death, a peace agreement was reached whereby Annam ruled itself but acknowledged Chinese overlordship.

Between 1405 and 1422 Yongle sent six huge naval expeditions under a eunuch admiral named Zheng He (Cheng Ho) that showed the Chinese flag from Southeast Asia, across the Indian Ocean, Persian Gulf, to East Africa and brought about trade and acknowledgment of Chinese overlordship from numerous small states throughout the region.

Temple of Heaven
Temple of Heaven

Nanjing was an unpleasant memory to Yongle, who rebuilt the Yuan capital Dadu (T’a-tu); named it Beijing (Peking), meaning Northern Capital; and moved his government there in 1421. He built its imposing city wall, the imperial palace (residence and office) of over 9,000 rooms, the Temple of Heaven, many temples, and a huge mausoleum for himself outside the city.

In government he continued and expanded institutions and practices begun by his father, which became the fixed pattern of administration through the dynasty. The examination system continued to produce talented men for the government, the best among whom were recruited to the Hanlin Academy, which helped the monarch to draft laws, process documents, and deal with problems.

Highly educated and author of philosophical essays, he gathered more than 2,000 scholars who worked for five years to produce a work called the Yongle Dadian (Yung-lo t’a-tien) comprising 11,469 large volumes and over 50 million words. It was an encyclopedia of knowledge in all fields.

His sponsorship of intellectual life resulted in many other literary projects and publications, printed in large numbers and widely distributed, this half a century before Johann Gutenberg’s first printed book. Yongle’s accomplishments earned for him the posthumous title on Chengzu (Ch’eng-tsu), which means “successful progenitor.”

Hojo Clan

Hojo Clan symbol
Hojo clan symbol
Members of this Japanese family were warriors or warlords during the Kamakura Shogunate and rose to the rank of shikken (hereditary regents) from 1203 until 1333. They traced their descent from Taira Sadamori, with the founder of the family, Tokiie, taking the surname Hojo while he was living in Hojo, in Izu Province (modern-day Shizuoka prefecture).

As the Hojo are therefore descended from the Taira, it makes them distantly related to the Japanese imperial family. However, with their base in the province of Izu, in the east, they were far from the center of power in Kyoto.

Hojo Tokiie had a son Tokikata, and Tokikata’s son, Tokimasa, helped the Minamoto family after they were defeated in 1160. The head of the clan, Minamoto Yoshitomo, was executed, but his three sons were spared. Two were sent as monks to monasteries, while the eldest, Yoritomo, was exiled to Izu where he was looked after by the Hojo.

The boy was only 13 years old at the time. In 1180 Yoritomo married Tokimasa’s daughter Hojo Masako, tying the two families together. As a result when the Gempei War broke out in 1180, Tokimasa supported his son-in-law in what became a rebellion against the rule by Taira Kiyomori, in spite of a distant familial connection with the Taira.


At the end of the Gempei War in 1185, Yoritomo was clearly worried about his own safety and decided not to go to Kyoto straight away. Instead he sent Tokimasa to Kyoto with the intention of capturing Minamoto Yoshitsune, brother and rival of Yoritomo. However he managed to persuade the court to allow Yoritomo to be given the power to appoint military governors.

This and various other moves allowed Yoritomo to establish the Kamakura Shogunate, which was officially formed in 1192. When Yoritomo died in 1199, Tokimasa and his daughter Masako conspired against the next shogun, Minatomo Yoriie. Yoriie despised the Hojo family, who he felt were too powerful.

Yoshiie’s first move was against Kajiwara Kagetoki, governor of Sagami, who was executed in 1200. Although most scholars believe that Yoshiie was behind the death, Tokimasa benefited by being able to seize the territory of Sagami.

Tokimasa then decided to move first and forced the new shogun to give him (Tokimasa) the office of regent in 1203. His plan was to form an alliance with Minamoto Sanetomo, who would become shogun when Yoshiie died, and divide the country between Yoshiie’s son and Sanetomo.

A plan was drawn up by the shogun to assassinate Tokimasa, but the shikken acted first. He had Yoshiie’s son, Ichiman (who was also Tokimasa’s grandson), and then went to Kamakura, where Yoshiie, gravely ill and in bed, abdicated and was then murdered in the following year.

This left Minamoto Sanetomo as the new shogun. Tokimasa embarked on another conspiracy at the urging of his second wife, Maki Kata, who wanted to get rid of Sanetomo and replace him with her son-in-law Hiraga Tomomasa. This time Masako and her brother Hojo Yoshitoki decided this was one step too far and eased Tokimasa from office with Yoshitoki taking on the office of shikken in 1205. Tokimasa retired to a Buddhist monastery in Kamakura and died 10 years later, aged 78.

Yoshitoki (1163–1224) had fought alongside his father in the Gempei War and in various political machinations until 1205 when he and his older sister managed to oust their father. After several years of consolidating his power base, Yoshitoki decided to attack the Wada family in 1213, becoming head of the Board of Retainers, a position that had previously been held by Wada Yoshimori.

Masako and Yoshitoki then decided to seize power, their position made easier by the assassination of Minamoto Sanetomo, the shogun, in 1219. In the Jokyu disturbance of 1221 the retired emperor Go-Toba tried to overthrow the Kamakura Shogunate and the Hojo family, who at that stage were in real control, but failed, leaving most believing that the real power in the land now rested not with the emperors but with the shogun and the shikken.

Yoshitoki quickly extended the power of the shogun over the entire country. In 1224 Yoshitoki died suddenly of an illness, aged 61. Yoshitoki’s his first child, Hojo Yasutoki, succeeded him as shikken. His sister Masako died in 1225 aged 69.

Hojo Yasutoki (1183–1242), the third shikken, immediately set out to strengthen the political position of the Hojo clan. In 1218 he had become chief of the samurai dokoro (military office) and three years later led the shogun’s forces against the imperial palace in Kyoto.

Remaining in Kyoto, he oversaw the capital until the death of his father, when he took over the running of the regency. He appointed his uncle Hojo Tokifusa as the first rensho (cosigner) and in 1226 established the Hyojoshu (Council of State).

In 1232 he promulgated the Goseibai Shikimoku, which codified the shogunate for the first time, ensuring that the system of shogun would not be challenged until the Meiji Restoration in 1868. When he died in 1242, his son Tokiuji had predeceased him, and his grandson Tsunetoki succeeded him.

Tsunetoki (1224–46) was the fourth shikken but died after four years in office, to be replaced by his younger brother Tokiyori (1227–63), who became the fifth shikken. As soon as Tokiyori came to power he was faced with a coup planned by a former shogun, Kujo Yoritsine, and a relative, Nagoe Mitsutoki.

Tokiyori was married to a daughter of the commander, Adachi Kagemori, and he sent his grandfather against his opponents, who were defeated at the Battle of Hochi. His uncle, Hojo Shigetoki, was then recalled from Kyoto and appointed rensho. In 1252 Tokiyori had sufficient power to depose the shogun and replace him with Prince Munetaka.

Tokiyori wanted administrative reforms and in 1249 established the Hikitsuke, which served as a high court for the country. However three years later he stopped official discussions in the council of the shogunate and instead held meetings at his house. In 1256 he decided to step down as shikken and become a monk. It is said that in the years before his death in 1263, he traveled around Japan in disguise to see for himself the actual conditions of the people in the countryside.

The next shikken, Nagatoki (1230–64), was a cousin, being the grandson of Yoshitoki, the second shikken. He was regent until his death in 1264 and was replaced by his uncle Masamura (1205–73), who was the seventh shikken from 1264 until his resignation on April 12, 1268. He was succeeded by Tokimune (1251–84), the eldest son of Tokiyori. He had been rensho before becoming shikken in 1268.

His term as regent was extremely difficult as Japan was faced with the constant threat of a Mongol invasion. Kubilai Khan had sent an embassy in 1268, but the Japanese treated his men with some disdain. Preparations were made for the invasion of Japan and Tokimune had to strengthen defenses around the southwestern coast of Japan, repairing forts and building new ones.

In November 1274 the Mongols attacked Japan with 30,000 soldiers in 800 ships. The initial Japanese response was weak and they were surprised by the Mongol and Korean methods of fighting. The Mongols took over several Japanese islands on their way to Kyushu. Some of the samurai facing the Mongols advanced forward, and the Mongols, who charged as a large mass, overwhelmed them.

Those who survived sent frantic messages to Kyoto that a mighty invasion force was on its way. By the time the Mongols reached Kyushu, the locals had prepared defenses and the invaders were short of supplies. Their fleet, in Hakata harbor, was vulnerable, so to prevent a night attack, the Mongols pulled out their fleet. A typhoon smashed the Mongol fleet, destroying many ships.

The Mongols left on land were quickly surrounded and cut to pieces by the Japanese. The Mongol fleet limped back to Korea having lost 13,000 men, and Tokimune received much credit from the Japanese people for having saved the country from its first attempted invasion.

Tokimune, worried about another attack, quickly built a long stone defensive wall along Hakata Bay. In 1581 the Mongols attacked again, this time with 200,000 men and more than 4,000 ships. The southern fleet, from southern China, left a month earlier than the northern (or eastern) fleet, which sailed from Korea. This time the Japanese were waiting for them. Once again weather intervened and the invaders again lost a large part of their fleet in a storm.

It was said that nearly two-thirds of the attackers were killed. The Hojo government faced a new masalah of rewarding the samurai who had fought the Mongols, and also building shrines to pay tribute to the supernatural forces that had defeated the invaders. Although best remembered for his role in preventing two invasions, Tokimune was also involved in the building of the Engakuji temple in Kamakura in 1282.

Tokimune died in 1284 and was succeeded by his son Sadatoki (1271–1311). Tokimune was the last strong shikken and after his death the Hojo clan was on the decline. Sadatoki was only 14 when he became shikken and was placed under the guardianship of Taira Yoritsuna.

At this point the Adachi family decided to challenge the Hojos, but some scholars suspect that the plot might have been concocted by Taira Yoritsuna to get rid of Adachi Yasumori (who was Sadatoki’s grandfather-in-law), who had become a serious rival. In 1285 an attack on the Adachi family, known as the Shimotsuki Incident, resulted in the death of some 500 members of the family and its retainers.

Hojo clan shogun
Hojo clan shogun
Eight years later, men loyal to Sadatoki killed Taira Yoritsuna and some 90 of his followers in what became known as the Heizen Gate Incident. In 1301 Sadatoki handed power over to his first cousin Morotaki (1275–1311), who became the 10th shikken from 1301 until his death in 1311. For many years, Sadatoki continued to run the country until his own death at Engakuji.

The 11th shikken was Munenobu (1259–1312), a distant cousin, who was only shikken for less than two years. Another distant cousin, Hirotaki (1279–1315), succeeded him as shikken for three years. Then another cousin, Mototaki (d. 1333), became shikken for two more years.

Sadatoki’s son Takatoki (1303–33) then became shikken from 1316 until 1326. He was the last effective shikken, dominating the shogunate even after he retired, and was succeeded by a distant cousin, Sadaaki (1278–1333), who became the 15th shikken in 1326. The 16th, and last shikken, was Moritoki (d. 1333), who a great-grandson of Nagatoki, the sixth shikken, r. 1326–33.

In 1333 the two lead army commanders, Ashikaga Takauji and Nitta Yoshisada, turned against the Hojo family and supported Emperor Go-Daigo and the imperial restoration movement, which became known as the Kemmu Restoration. Faced with inevitable defeat, the, 14th, 15th and 16th shikken all committed suicide, in addition to many relatives.