Ogotai Khan

Ogotai Khan

Ogotai Khan was the third son of Genghis Khan and spent most of his early life campaigning. Realizing the implacable enmity between his first and second sons, Juji and Chagatai Khan, Genghis decided in 1219 to bypass both for supreme leadership of the Mongols after his own death in favor of Ogotai.

He reconfirmed this decision before his death in 1227. Ogotai was confirmed as the Mongols’ second khaghan (grand khan) by the khuriltai of Mongol leaders in 1229 and established Karakorum on the upper reaches of the Orkhon River as his capital, surrounding it with a defensive wall.

True to his martial heritage Ogotai began his reign with massive campaigns to expand the Mongol empire, amassing four armies. One marched westward to conquer the steppelands of central Eurasia and the Russian principalities, across the Ural Mountains, and the Volga River.


Led by the old warrior Subotai and Batu (Juji’s son), its goal was to secure and enlarge the inheritance of the sons of Juji (who had predeceased Genghis Khan).

A second army’s goal was to complete the conquest of Khwarazm, which includes modern Iran, then onto the Middle East and Asia Minor. A third army took on Korea, which had been conquered earlier but had revolted against the unbearable conditions of Mongol rule.

Finally Ogotai and his younger brother Tului Khan led a force to finish the conquest of the Jin (Chin) dynasty in northern China. They took the Jin capital Kaifeng (K’ai-feng) in 1233; the last Jin emperor committed suicide in 1234 and all northern China came under Mongol rule.

Subotai’s army had the most spectacular success, conquering the Turkish tribes of the Russian steppes, all the Russian principalities except Novgorod, the Ukraine, Poland, Moravia, and Hungary. They were at the gates of Vienna before withdrawing in 1241 on the news of Ogotai’s death. The army sent to conquer the Middle East added western Persia and the Caucasus to Mongol control.

Coronation of Ogotai Khan

Korea submitted in 1259. Ogotai also made administrative reforms to centralize the administration to ensure his control over the Mongol lords and the efficient gathering of taxes and tribute from his sedentary subjects.

Thanks to a remarkable non-Mongol adviser Yelu Chucai (Yeh-lu Ch’u-ts’ai) reforms were begun in northern China that ended the brutal looting and massacre of the population on the premise that working people paid more taxes than expeditions could gather.

After the campaign against Jin, Ogotai returned to Karakorum and abandoned himself to a life of pleasure, hunting and drinking so heavily that an official was appointed to count the amount of wine he drank daily.

Ogotai Statue

His second wife, Toregene, moved quickly to consolidate her authority even before he died while on a hunting trip; he was buried in Jungaria in his personal appanage (fief).

According to Mongol custom his widow, Toregene, became regent until the khuriltai elected a new ruler. Her goal was to ensure the election of her son Guyug as the next khaghan, despite much opposition by other branches of the Mongol royal house. After four and half years she succeeded.

Kubilai Khan

Kubilai Khan

Kubilai or Khubilai was born in 1215, the second son of Tului Khan (youngest son of Genghis Khan) and Sorghaghtani Beki, who was a Kerait (a tribe that Genghis had conquered) and a Nestorian Christian (his principal wife, Chabi, was also a Kerait and Nestorian Christian).

His mother was very influential in all her four sons’ upbringing; she had them learn to read Mongol (but not Chinese) and to administer as well as ride, hunt, and fight. When Ogotai Khan (Tului’s elder brother) became khaghan (grand khan), Sorghaghtani Beki obtained appanages (fiefs) for both herself and Kubilai in north China.

While his elder brother Mongke Khan participated in the great Mongol campaign to conquer Europe that began in 1236, Kubilai remained behind, learning to administer his appanage and learning about Zen (Ch’an) Buddhism and Confucianism from prominent scholars in both fields.


These experiences marked him as a different kind of leader from most of his relatives. He also realized the harm that the wars and Mongol plundering armies had done to the Chinese economy and society, and how granting appanages to Mongol lords harmed the authority of the central government.

The election of Mongke as the fourth khaghan in 1251 became Kubilai’s stepping-stone to power. In his quest to expand the Mongol realm, Mongke appointed one brother, Hulagu Khan, to conquer the Middle East, and Kubilai to conquer a kingdom called Nanchao or Dali (T’a-li) in present day Yunnan province in China.

Kubilai completed his task in 1254, and Dali was put under Mongol control. In 1258 Mongke launched his main campaign against the Southern Song (Sung) dynasty in which he and Kubilai each led a wing of the invading army.

Mongke’s death in the next year precipitated a succession crisis. Traditionalist Mongols and supporters of Arik Boke, Tului’s youngest son, convened a khuriltai or council that had representatives from the other branches of Genghis Khan’s clan, which elected him khaghan.

Kublai Khan on a hunting expedition

Kubilai also convened a khuriltai, in his appanage, attended by his supporters that elected him to the same position. In the ensuing civil war Kubilai had the support of Hulagu and also the greater resources of China. Arik Boke surrendered in 1264 and died two years later under Kubilai’s supervision.

Kubilai’s ascension marked his transition from Mongol khaghan to emperor of China. In 1254 he had chosen a site in northern China located 200 miles north of present-day Beijing as his capital, arguing that it was logical to be located where he governed. It was called Shangtu meaning “supreme capital” in Chinese.

It became the secondary capital in 1264 when he moved the seat of his government to the former Liao and Jin (Chin) capital, which he rebuilt and renamed Datu, or Tatu (“great capital” in Chinese); its location is present day Beijing. As a result Karakorum, built by Ogotai Khan as capital of the whole Mongol Empire, was relegated to the backwaters.

From this time on Kubilai chose a Chinese reign name, proclaimed a calendar, adopted many Confucian rituals of state, and in outward form at least became a Chinese-style ruler. In 1271 he proclaimed himself the founder of the Great Yuan dynasty (1279–1368) and claimed that it had received the Mandate of Heaven as the latest in the succession of Chinese dynasties. Between 1267 and 1279 his forces finished off the Southern Song, capturing its capital Hangzhou (Hangchou) in 1276.

Several campaigns occupied the remainder of Kubilai’s reign. One was to subjugate Korea, whose king had been subservient until a coup in 1269 brought in an independent leader. It ended in 1273 with Korea back in the Mongol fold. Kubilai also launched two expeditions to force Japan to accept tributary status.

The first one in 1274 landed at Hataka on the eastern coast of Kyushu island and met with resistance and disaster because of a gale-force storm. A huge second expedition, two armadas of 140,000 men, mostly Koreans and Chinese plus a Mongol cavalry, were devastated by a typhoon.

A naval expedition against Java in 1292–93 was also a fiasco. Land invasions of Burma and Vietnam were more fortunate and secured their vassalage. The wars against Kaidu Khan (1235–c.1301) were more difficult and reflected the division between the different branches and ideologies among Genghis Khan’s descendants.

Kaidu was Ogotai Khan’s grandson and his cause showed the resentment of that branch of the family on its eclipse. Kaidu’s allies were princes from the Chagatai and Tului families who objected to Kubilai’s identification with his sedentary Chinese subjects. Their causes failed but they continued to be troublesome.

Kubilai needed to be accepted as sovereign of China while remaining leader of the Mongols. Therefore he continued the shamanitic practices of his ancestors while turning to Tibetan Buddhism and ordered the creation of a new alphabet based on Tibetan for writing the Mongolian language (an earlier script was based on Uighur).

While favoring non-Chinese Central Asians in top posts in his government, he also honored Confucius and continued Chinese traditions such as authorizing historical writings and cultural activities. Kubilai Khan’s administration was by Mongols and for the benefit of Mongols.

The death of his wife Chabi in 1281 and son and heir Prince Zhenjin in 1285 was a personal and dynastic loss, because Zhenjin had been given a good Chinese education and had he lived there might have been improved relations between Mongols and Chinese. Kubilai increasingly took to feasting and heavy drinking in his last years and died in 1294.

Tului Khan - Mongol leader

Tului (or Tolui) Khan was the fourth son of Genghis Khan and his principal wife, Borte. He was a warrior and a heavy drinker and as his brothers he accompanied his father on campaigns and also commanded troops. To minimize tensions among them Genghis had divided his empire among his sons shortly before his death in 1227.

According to Mongol custom the oldest son is assigned lands farthest away from the paternal homeland. Since the eldest son, Juji, died six months before his death, Genghis gave Batu, eldest son of Juji, the westernmost conquest, which included Russia, called the khanate of the Golden Horde.

His second son, Chagatai Khan, received most of Central Asia. His third son, Ogotai Khan, received western China and parts of Central Asia and was nominated (subject to confirmation by the Mongol council, or kuriltai) khaghan, or khan of khans.

Tului was given the homeland, Mongolia (Mongol custom gave the youngest the paternal homeland) plus northern China and the bulk of the main Mongol military forces of over 100,000 men. His control of this force would greatly benefit the fortune of his sons as they competed for control of the inheritance of Genghis Khan.


In 1203 after defeating his former ally the Kerait confederation (another nomad group), Genghis took its leader Ong Khan’s two nieces as war booty. He kept one as a minor wife for himself and wed the other, Sorghaghtani Beki, to Tului.

She and Tului had four sons, Mongke Khan, Kubilai Khan, Hulagu Khan, and Arik Boke. Since Tului was away campaigning much of the time and died young of alcoholism, his wife was influential in raising her sons.

She is credited with raising them not only to be hunters and warriors as Mongol tradition dictated, but also to read Mongol in the newly created Uighur script, to be religiously tolerant (she was a Nestorian Christian because of her Keriat heritage), and to attend to administration.

Tului and his wife

After Tului died Ogotai Khaghan attempted to marry Sorghaghtani Beki or have his son marry her (under Mongol custom), thus uniting the two branches of the family. She was able to avoid marrying them, with the plea that she had to raise her sons.

She also obtained an appanage, or fief, in northern China in presentday southwestern Hebei (Hopei) province, which she supervised conscientiously. Her second son, Kubilai, also received an appanage, which he first entrusted to alien managers who abused the population. Later under Sorghaghtani Beki’s influence, he took a personal interest in it and improved its administration.

Ogotai died in 1241. His powerful widow became regent and maneuvered the Mongol leaders to elect her son Guyuk as the third khaghan in 1246. Guyuk died in 1248. In a succession struggle that followed Sorghaghtani Beki, with the support of Batu Khan of the Golden Horde, won election for her oldest son, Mongke, in 1251.

Mongke raised Tului posthumously to the position of khaghan and buried him next to Genghis Khan; he also ordered the official worship of Genghis Khan and the veneration of his father, Tului Khan. His younger brother, Kubilai Khan, followed Mongke as khaghan.

Mongke Khan - Mongol Leader

Mongke Khan - Mongol Leader

Mongke Khan was the eldest son of Tului Khan (fourth son of Genghis Khan) and Sorghaghtani Beki and fourth khaghan or grand khan of the Mongol empire. He was a famous warrior and commander and was also noted for his devotion to the Mongol way of life. He had served on the campaign in eastern Europe under his cousin Batu Khan’s leadership and gained the latter’s goodwill.

The good relations between Batu’s (leader of the Golden Horde) and Tului’s families were reinforced when Ogotai Khan’s son and successor Guyuk Khaghan (r. 1246–48) planned to ambush Batu, and Mongke’s mother secretly warned Batu of the plot, even though nothing came of it because Guyuk soon died.

In the struggle among the grandsons of Genghis Khan to be his successor, Batu successfully sabotaged regent Oghul Khaimish’s (Guyuk’s widow) attempt to have the Mongol council elect one of her sons the next khaghan.


Batu was not interested in being khaghan, but as the descendant of the eldest son of Genghis, he wanted the role of kingmaker and was successful in having Mongke elected the fourth khaghan in 1251.

Mongke immediately consolidated his position by ruthlessly purging and killing his cousins and other relatives from the Ogotai and Chagatai (Genghis’s second son) branches of the family and their supporters.

Anticipating his election, Mongke established a shadow government. Thus he was able to move quickly to fulfill his grandfather’s mandate to conquer the world. Ruling from Karakorum in Mongolia when not on the move, Mongke relied on Mongols in top positions in his government, assisted by people from the conquered ethnic groups.

He made important reforms needed to mobilize resources and manpower by unifying the tax collection system, stopping many abuses, and rebuilding the economies in some already conquered lands. Starting in 1252 he began a census of the peoples and resources of his lands from China to Iraq to assess taxes, control resources, and identify skilled craftsmen.

Mongol Empire during the reign of Mongke Khan

In 1252 Mongke began a three-pronged campaign. One brother, Hulagu Khan, commanded an army that headed west, successfully targeting Kashmir, the Assassins in the Caucasus, Iran, and the Abbasid Caliphate, and taking Baghdad in 1258.

A relative from the Golden Horde headed for Korea, subduing it in 1259. Another brother, Kubilai Khan, set out to conquer the Nanchao or Dali (T’a-li) kingdom located in modern Yunnan Province in southwestern China, securing its surrender in 1253.

His youngest brother, Arik Boke, remained in Mongolia. In 1256 Mongke announced his goal of conquering the Southern Song (Sung) in which he would take personal command with a threepronged attack from the north, west, and south.

In the midst of the campaign, Mongke died in August 1256, of either wounds or dysentery. Mongke’s death gave the Southern Song a 20-year reprieve because Kubilai immediately halted the campaign to secure his succession as khaghan.

The ensuing civil war between Kubilai and his brother Arik Boke involved his other brother, Hulagu, and various cousins. The Mongol empire reached its apogee under Mongke and would never recover from the succession crisis.

Chagatai Khanate

Chagatai Khanate

Genghis Khan (c. 1167–1227) had four sons by his principal wife, Borte. The eldest son, Juji, and second son, Chagatai, were such fierce rivals that Genghis decided to bypass both in favor of his third son, Ogotai Khan as his successor khaghan (Grand Khan), and all of his sons agreed with his choice.

Genghis also assigned territories to each son to govern, although all would acknowledge the leadership of the khaghan and cooperate with him in expanding the Mongol Empire. Juji received land farthest from the paternal homeland—the western territories that would include Russia and eastern Europe; his followers were called the Golden Horde.

Chagatai received west Turkestan, the Tarim Basin, and the western Tian Shan (T’ien Shan) region. Ogotai received Dzungaria and part of Central Asia, while the youngest son, Tului, received the Mongolian homeland. This arrangement was confirmed just before Genghis Khan died in 1227. Two years later the Kuriltai (council of nobles) elected Ogotai the next khaghan.


Chagatai’s allotment, which was enlarged later, also included the Ili River valley, Kashgaria, Turfan and Kucha in present-day northwestern China, and Transoxiana, including the towns of Samarkand. These disparate lands became known as the Chagatai Khanate. Except for the oasis towns most of the khanate was steppe land inhabited by various nomads, most of Turkic ethnicity.

Chagatai was a warrior and also a staunch upholder of Mongol traditions. Genghis had appointed him guardian of the Mongolian law code called “Yasa” which he had sternly administered. Chagatai and his successors kept up a seminomadic lifestyle, changing from winter to summer camp as the seasons dictated.

Whereas the Mongol realms under Kubilai Khan and his heirs in China, the Yuan dynasty (1279–1368), and the il-khanate of Hulagu Khan and his successors in Persia and the Middle East had fixed boundaries, rich resources, large sedentary populations, and long established traditions of governance, the Chagatai Khanate had shifting boundaries, tribal populations with weak state institutions, and relatively sparse resources.

Chagatai statue

It was hemmed in by other Mongol dominions ruled by branches of Genghis Khan’s descendants in three directions—the Yuan dynasty, the Il-Khanate, and the Golden Horde in Russia. The only direction for expansion was into Afghanistan and India. Beginning in the 1290s Chagatai Khanate forces took control of eastern Afghanistan from which they raided northwestern India.

In 1303 an expedition of 120,000 men besieged Delhi for two months and devastated a wide area. Another force of 40,000 horsemen returned to India in 1304 but was defeated and 9,000 prisoners were trampled to death by elephants. A similar fate befell the men of the last attacking army in 1305–1306.

Not able to expand outward the heirs of Chagatai were constantly embroiled in wars and rivalries of the other three branches of the family, and among themselves. Although the Chagatai Khanate was poor in resources, its central location along the Silk Road allowed it to collect abundant taxes and tolls. Frequent wars and predatory policy toward trade and sedentary people often resulted in the breakdown and ultimately decline in international trade by land routes.

Major differences and incompatibilities divided the eastern and western halves of the khanate. The western part, originally part of the Khwarazm kingdom, was Islamized, urbanized, and more advanced than the eastern region, which was more pastoral, nomadic, and animistic. Lacking a cohesive government, each went its own way.

Chagatai died in 1242 and was succeeded by his grandson Kara Hulagu. Interference by the khaghan and involvement by the Chagatai Khanid rulers in the dynastic struggle of other branches of the family resulted in many upheavals.

Leaders of the Chagatai Khanate became involved when Mongke Khaghan died in 1259 and a succession struggle erupted between his brothers Kubilai and Arik Boke; they sided with the winner Kubilai. Later they supported Kaidu Khan, a grandson of Ogotai, who challenged Kubilai for the throne of the khaghan. The destructive wars continued until Kaidu’s death in 1301.

Although Kubilai won against his rivals, the unity of the Mongol Empire was fractured forever, and even though the Chagatai rulers were not in contention for overall leadership, their central position in the line of communications between the different branches of the family played a significant role in the breakdown of unity of the Mongol Empire.

The frequent civil wars and changes of rulers (there were 30 khan up to 1230) fatally weakened the central authority at the expense of local leaders. As the Chagatai Khanate was disintegrating in 1369, there rose in Samarkand a Mongol-Turkic leader who claimed descent from Genghis Khan.

His name was Timurlane (Tamerlane), meaning Timur the Lame. His military career that ended with his death in 1403 would replicate that of his famous ancestor. In the 14th century Chagatain rulers converted to Islam, the religion of many of the Turkic peoples they ruled. The official language of the khanate was changed from Mongolian to Chagatai Turkic. It continued to be used in the region they ruled until modern times.

Genghis Khan

Genghis Khan

Genghis or Chinggis Khan means “universal ruler.” He was born Temuchin, the son of a minor Mongol chief, and overcame early obstacles to conquer the greatest empire of the world to date, which he bequeathed to his sons. Some believe he was a greater military strategist than Alexander the Great, Hannibal, Julius Caesar, and Napoleon Bonaparte.

At the time of his birth the varied people of the steppes (Turkic, Mongol, and others) lived in mutually warring tribes, raiding one another for animals and women and looting nearby sedentary populations. The harsh environment of the steppes where they lived provided little opportunity for agriculture, limiting the peoples to a nomadic lifestyle of herding and hunting.

His father, Yesugei, died of poisoning at the hands of foes when Temuchin was eight years old, en route home after betrothing him to a girl from his mother, H’oelun’s, tribe. H’oelun and her sons were cast out to fend for themselves after Yesugei died; thanks to Temuchin’s cunning and ruthless determination, they survived.


Eventually he married his betrothed, named Borte; received help from his father-in-law in establishing himself with followers and animals; and won allies. Borte was the mother of four sons (Juji Khan, Chagatai Khan, Ogotai Khan, and Tului Khan) and a daughter. Juji was born around the time his mother was rescued from captivity (she had been captured in a raid by Temuchin’s enemy), casting doubt on his paternity. These four sons became Temuchin’s principal heirs.

From Temuchin to Genghis Khan

In complicated wars Temuchin and his allies won against tribes named the Naiman, Merkid, Oyirad, Tartar, Kereyid, and others, becoming master of the Mongolian plateau by 1205. A great council or khuriltai was convened in 1206 to signal the formation of a confederation at Burkan Khaldan, the holy mountain of the Mongols under Temuchin, and to give him the title Genghis Khan.

From this point on all his followers, regardless of tribal affiliation, were called Mongols. In Mongol ideology the elevation of Temuchin to Genghis Khan was blessed by heaven and therefore it was his right to conquer and to bequeath his conquests to his family.

Genghis Khan’s first great achievement was to organize his men into a unified army. He used the decimal system: Each 10-man group had a leader; 10 of these formed into a 100-man unit under a leader, and so on up, each commander being responsible for 10 men under him.

In time the Mongolian component of his army grew to between 105,000 and 129,000 men. As his empire expanded, subject peoples incorporated into his infantry and cavalry followed the same organizational rules. The Mongolian army did not possess weapons or technology superior to those of its enemies. Its superiority lay in its discipline, mobility, coordination, and maneuverability.

Records were necessary to administer his people, so in 1206 he ordered the creation a script for the Mongol language, and since the man designated for the task was an Uighur, he used the Uighur alphabet for that purpose. Genghis did not learn to read but ordered his sons to learn the written language.

He also promulgated a code of laws and regulations in 1206, called yasa or yasaq, that provided severe punishment, for example, the death penalty applied to murder, major theft, adultery, malicious witchcraft, and other offenses. The severity of the laws resulted in an obedient society, which visitors observed with awe.

Conquest of Xixia, Jin, and Khwarazm

Genghis Khan’s conquests began in 1209 and his first target was the Tangut kingdom to his southwest called Xixia (Hsi Hsia), leading his army personally. After withstanding a siege of their capital city the Xixia accepted peace terms: submission to Genghis Khan and a pledge to support him in future campaigns, and the king’s daughter given to Genghis as wife. After this demonstration of force two sedentary Turkic peoples, Uighurs and Qarluks, came to offer surrender. Both would go far under Mongol rule.

Genghis Khan’s next victim was the Jurchen Jin (Chin) dynasty in north China. He set out against it in 1211 with three of his sons and 50,000 cavalrymen. Although no longer the ferocious fighters of a century ago, the Jin still had a 150,000 strong cavalry of Jurchen soldiers and an infantry of 300,000 to 400,000 Chinese men.

Moreover the Jin Empire had over 40 million people, three million of whom were Jurchen, opposed to the Mongol nation of not much over a million people. In 1211–14 the Mongols devastated much of northern China and looted three of Jin’s five capitals, until Jin submitted to a humiliating peace. Among the captives taken during this campaign was Yelu Chucai (Yeh-lu Ch’u-ts’ai), a learned man of Khitan background who had served in the Jin government.

He would later play an important role in the government of Genghis and his son Ogotai that benefited their Chinese subjects. North China suffered enormously between 1214 and the selesai fall of Jin in 1234, the result of Mongol raids, uprisings against Jin, and war between Jin and Southern Song (Sung).

Meanwhile commanders under Genghis conquered the state called Khara Khitai, situated to the west of Mongolia, in 1218. This cleared the way for Genghis to march against Khwarazm (or Khwarizm), a Muslim state that included Afghanistan and northern Iran, in 1219.

It involved taking heavily fortified cities such as Harat and Samarkand, for which Mongols used the bloody tactic of using captured prisoners as human shields and moat fillers for their assaulting forces. By 1223 Khwarazm had been subdued and Mongol governors had been installed and garrisons put in place.

While his generals proceeded westward across the Caucasus and into western Eurasia, defeating the Russian princes, Genghis returned to Mongolia in 1225. There he planned the destruction of Xixia, which had earlier promised to supply Genghis with men and supplies in his future campaigns but had refused when he began his war against Khwarazm.

Never forgiving anyone who had betrayed him, Genghis personally led the campaign against Xixia in 1226, destroying cities and the countryside and wrecking the irrigation works that rendered the land cultivable, and besieging its capital. Genghis Khan died in August 1227 because of complications from a fall while hunting in 1225.

According to his wishes the war against Xixia continued until its destruction. His last orders were “The Tangut people are a powerful, good and courageous people, but they are fickle. Slaughter them and take what you need to give to the army.... Take what you want until you can take no more.” Genghis Khan’s body was returned to Mongolia; en route anyone who saw his cortege was killed.

He was buried on Burkhan Khaldun; the exact burial place was kept secret and has not yet been found. Before his death he had divided his conquests among his four sons, who were his principal heirs, and other relatives, and appointed his third son, Ogotai, his successor as Grand Khan, subject to confirmation by the Khurialtai.

The Brutal Military Leader

Genghis Khan was unequaled as a military leader and conquered the largest empire yet seen and with unprecedented cruelty. He was a shrewd strategist who used many means to achieve his goals. He was a good psychologist who used terror and precedence to induce his enemies to surrender because any city that resisted would be razed and its people killed. He was a good organizer who militarized his whole people and saw to the logistical side of campaigns.

He was adept at using spies and probing actions to take the measures of his enemies. He also used diplomacy to prevent his enemies from uniting or forming alliances. Finally he learned new military technologies and adapted to new needs, for example employing Middle Eastern siege engineers to help him take walled cities.

To Christian Europeans he was the anti-Christ and Scourge of God. China had never experienced such brutal conquerors, who threatened to turn the agricultural country into pastureland for their horses. He was especially cruel to cities and city dwellers.

In his sweep across north China in 1212–1213 over 90 cities were left in ruins. The Jin capital in modern Beijing burned for three months. Those persons his forces let live because they had skills became Mongol slaves or were allowed to return to their ruined homes to serve their new lords.

Yelu Chucai - Chinese Statesman

Yelu Chucai - Chinese Statesman

Yelu Chucai belonged to the Yelu clan of the Khitan Liao dynasty, which ruled northeastern China 916–1125. After the fall of Liao his branch of the family remained in northern China and served the Jin (Chin) dynasty (1115–1234) that had destroyed Liao. He was thoroughly Sinicized, a follower of Confucian philosophy, and also practiced Buddhism.

The Mongol army captured him in 1215 and three years later he was sent to Mongolia. He so impressed Genghis Khan in an interview that Genghis appointed him scribe and court astrologer; he accompanied Genghis on campaigns to Central Asia between 1216 and 1219.

When Ogotai Khan succeeded his father as grand khan in 1229, a debate ensued among his advisers on the general policy directions. The extreme faction advocated the extermination of the agricultural population of northern China and use of the land for pasturage.


Yelu Chucai argued forcibly in favor of letting the people live and taxing them, which would generate more revenue and benefit the imperial treasury in the long run. Ogotai decided to give Yelu Chucai’s tawaran a one-year trial period.

Yelu Chucai devised a plan that assessed every adult a fixed tribute paid in silk yarn or silver, and every farming family a set grain tax. This fixed and predictable tax that everyone had to pay was preferable to the random and ruthless looting up to that time, and for the Mongol government resulted in increased revenue.

As a result Ogotai appointed Yelu Chucai head of his secretariat that oversaw the administration for North China; he would use his position to push for more reforms. One was to take a census for more accurate tax assessment.

Another was to apply the Jin code for administration of laws for the Chinese population because the Mongol code was unsuitable for a sedentary culture. In 1238 he was able to hold examinations for the Chinese population across North China. A quarter of the candidates still had the status of prisoners of war or slaves of the Mongols.

The exams were based on the Confucian Classics, and over 4,000 men passed. However Ogotai employed few of those who passed and only in very lowly posts. This was because the Mongol rulers had no intention of sharing power with their Chinese subjects.

Yelu Chucai also had limited success in his tax reforms because of Ogotai’s constant demand for more revenue and orders to increase taxes at will. He turned to a system of tax farming relying on his Central Asian supporters to collect taxes and keeping a portion for themselves.

Central Asians were also favored as moneylenders, who loaned money to farmers to pay their taxes and charged over 100 percent per year in interest. Ogotai also created numerous appanages (fiefs) for his relatives and supporters, who were able to mistreat the people under their control without government interference.

Yelu Chucai died in 1243 in Karakorum. His great contribution was to persuade Ogotai not to exterminate the conquered northern Chinese population. His reforms were largely put aside in favor of Mongol policy interests.

Subotai - Mongol general

Subotai

Subotai was probably the greatest Mongolian general of the period of Mongolian empire and played an important role in its establishment and expansion. He was likely from Uriyangqai, the region lying between the Onon and Kerulen Rivers, and came into the service of the young Mongol chieftain Genghis Khan (r. 1206–27) primarily through a long-term family association.

Subotai was an important member of Genghis Khan’s guards by the early part of the 13th century and had already distinguished himself in the latter’s service.

In 1204 Genghis Khan defeated the league formed against him by Tayang-qan of the Naiman, with the active participation of Subotai. The future khan’s enemies were now defeated or dead or had migrated out of Mongolia to flee his wrath.


Among those fleeing were a group of Naiman survivors led by Gücülük, and another group of Merkit led by their chief Toqto’a-beki. Since such groups could recuperate quickly, ally with others, and constitute a major threat to Genghis Khan’s new regime, it was vital to pursue them.

Charged with the task, among others, were Jebe, another talented Mongolian general, and Subotai, initiating at first a general reconnaissance, then an advance west, extending over a decade and a half.

In 1208 Juji, the oldest son of Genghis Khan, defeated the Merkit group in a great battle on the Irtysh River. Toqto’a-beki was killed but his sons, led by Qudu, took their father’s head with them and fled south into Uighur domains.

Merkit group

Sent in pursuit were Jebe and Subotai, securing the submission of the Bešbaliq Uighurs on the way, who participated in a battle against Qudu, who was weakened but escaped, on the banks of the Djem or Cem River (1209).

By that time the situation in eastern Turkistan, long ruled by the Qara-Khitan, was in flux, and the appearance of the Naiman Gücülük further unsettled things. He eventually seized power but even as a refugee constituted a major threat to the new Mongol regime.

Faced with a situation beyond their resources, Jebe and Subotai did what good Mongol commanders almost always did: They concentrated against the enemy more easily dealt with, Qudu, and kept the other under close supervision.

Subotai went after Qudu, and Jebe pursued Gücülük as far as he could into Qara-Khitan territory, without coming into conflict with the still powerful Qara-Khitan ruler. Satisfied that his enemy was no longer an immediate threat, Jebe then joined with Subotai to defeat the Merkit survivors once and for all.

By this time the Merkit were allied with a group of Qangli, a Turkic people, but they were all but destroyed in the battle (1209) at a site called Jade Valley, in the Chinese sources.

Unfortunately before they could return home, mission accomplished, the two Mongol generals encountered a new, unexpected enemy, the Khwarazm-shah Muhammad, and engaged in a clash with him, which was indecisive.

The Mongols withdrew after kindling fake campfires to mask their movements. In the wake of the advances of Jebe and Subotai, the Qangli and Qarluq, another Turkic people, submitted.

Recalled home, both Jebe and Subotai participated in the general assault on the Jin (Chin) dynasty (1125– 1234) in China, leading to the fall of the Jin central capital of Zhongdu (Chungtu) in 1215, the real beginning of Mongolian control in China.

Sent west again, the two Mongol generals protected Mongol interests there and participated in the selesai pursuit of Gücülük, leading to his death in 1218. Eastern Turkistan and large chunks of southern Siberia were under Mongol control, making the latter a serious threat to the Khwarazm-shah Muhammad.

War came soon after the famous Otrar Incident (1218), in which some merchants under the protection of the Mongol ruler were massacred at the orders of a local Khwarazmian official.

Faced with a general assault from, as was the Mongol custom, as many directions at once as possible, the Khwarazmian empire crumbled and the Khwarazm-shah, now a refugee, died on an island in the Caspian in 1220.

At the suggestion of Subotai, who with Jebe had actively participated in the campaign, the Mongols launched the greatest reconnaissance in force in history, an expedition through northern Iran, into the Caucasus, and then across the south Russian steppe, to link up again with other Mongol armies.

The expedition was a success, although Jebe died. On June 16, 1223, the two generals defeated a Russian allied force on the Kalkha River, the Mongols first encounter with a western power. Subotai participated as a senior commander in the selesai subjugation of Jin (by 1234).

Battle between Mongols and Russian allied force on the Kalkha river

Although already an old man by 1235, about 59, Subotai was now tapped for his greatest role of all, that of strategic commander for a generalized Mongol advance to secure the palimony of Juji’s sons, who by tradition, were to receive the most distant pastures of his father in the extreme west of the Mongolian world.

As part of this advance, Subotai participated in the Mongol destruction of Kievan Russia (1237–40) and then was called upon to plan an even larger assault, on eastern Europe, during 1241.

Advancing along multiple lines, with coordinated columns, the Mongols overwhelmed all their opponents although the Hungarians proved somewhat tougher than expected, even though the latter were only partially mobilized.

Only the death of Ogotai Khan (r. 1229–41), the successor of Genghis Khan, seems to have prevented an even wider advance. Returning home, Subotai spent his last years either in the Mongolian homeland or on the borders of China. His sons and grandsons continued to serve Mongol rulers, including those of China.

Baghdad

Baghdad

The Abbasid dynasty founded the city of Baghdad as a new capital in 762, shortly after the overthrow of the Umayyad dynasty. This shift of the center of power in the Muslim world from Syria toward the Abassid support base in Persia allowed the young dynasty to establish its dominance under the leadership of the caliph, al-Mansur.

However, the move from Syria also saw the caliphate’s influence in Mediterranean affairs decline and rival dynasties emerge as far away as Spain, where the Umayyad dynasty regrouped, and as near as Egypt, from where the Fatimid dynasty dominated much of North Africa from the 10th through the 12th century.

The first two centuries of Baghdad’s history were marked by political strife as the Abassids repressed revolts; the dynasty underwent civil war from 811 to 819. During this civil war the caliph Amin besieged the city. Despite this unrest, Baghdad found itself at the center of a Muslim cultural golden age during these centuries.


In the 940s a group of soldiers, the Buyid princes, who had been gaining in strength for a decade, took power in Baghdad; lacking legitimate claim to rule, they become protectors of the caliphate and ruled through Abbasid puppet caliphs.

In 1055 the Seljuk Turk Toghrulbeg came to Baghdad and ultimately relieved the caliph of the Buyid protectorate. Toghrulbeg was named sultan, and the caliph was again reduced to little more than a puppet. But the Seljuk leader’s ambitions led him to rule from outside of Baghdad, visiting only on occasion, and this would give future caliphs at least some small measure of freedom.

The Crusades and internal turmoil challenged the Seljuks’ control of the region, and the caliphs began to challenge their overlords. The breakup of Turkish rule in the late 12th century saw a renewal on a regional scale of the city’s importance, but the city and the region were continually plagued by conflicts between Sunnis and Shi’i.

The Mongols

In faraway Mongolia, warring Turko-Mongol tribes were uniting under the leadership of one man, Temuchin. In 1206 an assembly of tribal nobility awarded him the title Genghis Khan—Universal Ruler. From central Mongolia, Genghis set out on a mission of world conquest.

He immediately began consolidating his power for an attack against the Chinese kingdoms to the south, but full control of China was far off. The Mongols would invade western Asia and establish a dynasty in Iran before they unified China under their rule.

During the early years of Mongol expansion Genghis Khan led armies against the sultan Ala ad-Din Muhammad, Khwarazm Shah, as a punishment for his challenge to Mongol authority in the region of Central Asia. Genghis’s punishment of the Persian leader helped establish a reputation for Mongol brutality.

The caliph in Baghdad, al-Nasr, felt threatened by the onslaught against Sultan Muhammad and appealed to the Ayyubids in Syria for aid. The Ayyubids were battling the crusaders and did not send aid, but the threat of Genghis Khan never materialized. Genghis died in 1227, and Ogotai Khan, his son, succeeded him.

In 1232 Mongol forces had penetrated as far as Azerbaijan, and the caliph annexed Arbela in Upper Mesopotamia, possibly as a defensive measure. In 1236 the caliph mobilized his armies against the Mongols, who were moving south into Upper Mesopotamia, and in 1238 the caliph went to Baghdad’s great mosque and called for holy war against the invaders.

This time Ayyubid reinforcements arrived, but the ensuing battle was a defeat for the caliph. The Mongols withdrew deep into Persia, and terms were reached, though raids into Mesopotamia continued with accounts of the period reporting various Mongol harassments of Baghdad.

The Mongol conquest of the Middle East began during the reign of Mongke Khan. In 1252 Mongke dispatched his brother Hulagu Khan to take control of the region. Some sources suggest that the arrival of Hulagu in Azerbaijan was instigated by a mission by the Qadi of Qazvin, in an attempt to subdue the Isma’ilis, known as the Assassins for their frequent tactic of the same name.

The Isma’ilis operated from their stronghold in the mountainous region of northern Iran. The repression of the Isma’ilis was one of Hulagu’s first goals. Hulagu dispatched Baichu to the west to repress the Seljuk’s in Rum, and in 1256 Mongol forces defeated the sultan and recognized his younger brother, establishing Mongol overlordship of Rum. In the same year, the Mongols completed their mission against the Isma’ilis, destroying the last of their mountain strongholds and executing their leader, Khurshah.

Having secured his base and the vicinity to its west, Hulagu focused his attention on the caliphate in Baghdad. Hulagu sought to dominate both Baghdad and its caliph, despite their dramatic decline in prestige. The court of the caliph, al-Musta‘sim, was divided over how to respond.

The caliph, presented with an ultimatum, could surrender—saving his life, his position, and his city—or resist. Indecision left al-Musta‘sim largely unprepared for the onslaught that would follow his disregard and disrespect of Hulagu and his armies. The Mongol forces besieged the city for several weeks before storming it on February 6, 1258.

The damage to the city was extensive. Al-Musta‘sim, his sons, and much of their entourage were killed; as it was against Mongol belief to shed royal blood on the ground, the caliph was rolled into a carpet and trampled to death by horses. Al-Musta‘sim was the last Abbasid caliph of Baghdad.

From Baghdad, Hulagu’s forces moved into northern Syria, taking Aleppo in January of 1260. The Ayyubid ruler in Damascus, An-Nasir Yusuf, fled his capital, and the city surrendered to Hulagu’s general Kitbuqa. Hebron, Jerusalem, and Ashkalon were raided, and various Ayyubid princes submitted to the invaders. Again, much of the Mongol army was unilaterally withdrawn to Azerbaijan, where Maragheh was chosen as the capital of the new Il-Khanate (one of four khanates of the Mongol Empire).

The Ayyubids’s conquest by the Mongols marked the end of their dynasty, as they had already been replaced in Egypt by the Mamluk dynasty. General Kitbuqa remained to solidify the new conquests in Syria, while Hulagu became embroiled in the Mongol succession crisis and began to battle the Golden Horde to his north.

In the eastern Mediterranean region the crusaders in Jerusalem were not prepared to surrender to the Mongols and issued calls for reinforcements to the western European kingdoms, while they temporarily tried to appease Kitbuqa. When the crusaders did not dismantle their fortresses, however, Kitbuqa retaliated, sacking Sidon in August 1260.

The crusaders responded by allowing the Mamluks of Egypt to dispatch troops through their territory and even provided the Muslim forces with supplies to battle the Mongols. In September 1260 the Egyptian army defeated the Mongols in Galilee, and Kitbuqa was either killed in the battle or executed after his defeat.

The Il-Khanid Mongols retreated beyond the Euphrates to their power base. Within the Il-Khanate, Hulagu and his son Abaqa would enjoy stability despite threats at the border. The Il-Khanids continued to work diplomatically against their Mamluk enemies in Syria, at times approaching the crusaders to propose coordinated attacks.

In 1299 Ghazan Khan, a Muslim convert, attacked the Mamluk forces, which retreated to Egypt in defeat. Syria and Palestine were briefly reoccupied until Ghazan withdrew to Mesopotamia, and it was not until 1320 that the Mongols made peace with the Mamluks. After the death of Abu Sa‘id in 1235, the Il-Khanate disintegrated into rival, mostly non-Mongol, dynasties.

The Mongol leader Timurlane emerged as a great force in the region at the end of the 14th century, regaining Mongol control of Persia and doing battle as far east as the Ottoman Empire. But Timurlane’s death in 1405 saw the Mongolian empire in Persia again disintegrate and effectively ended Mongolian influence in the region of the Middle East.

The immediate and lasting effects of the Mongols in the Middle East are varied in degree. The Mongol conquest of Hulagu ended two institutions of Islamic rule, finally ending the Abbasid Caliphate of Baghdad and Ayyubid dynasty, the realm of which was already confined to Syria and parts of Palestine. This allowed Mamluk rule to fill the power vacuum.

A century and a half later that power vacuum would be re-created by Timurlane’s temporary conquests and the subsequent disintegration of Mongol rule in the Middle East following his death, only to be filled by the Ottomans. Culturally, the impact of the Mongols was minimal, with the exception of Persia, to which area their lasting presence in western Asia was confined. It is in the period of the Il-Khanate that the greatest impact of far eastern culture on Persia is witnessed.